Broker Check

Stephen Serati, BFA, WMS, AIF

Stephen Serati, also known as Steve, is co-founder and president  of Millenia Investments LLC and has been a licensed financial advisor since 1989. Steve and his business partner, Lee Neumann, have grown Millenia Investments into an enterprise that serves thousands of clients across 37 states.

Client Centered

At this stage of his career, Steve focuses almost exclusively on the three things he enjoys most: his personal relationships with our clients, continuing the growth of Millenia Investments, and recruiting and mentoring the next generation of investment advisor representatives and service professionals.

Because of his accomplishments in the field, Steve has been selected to be a part of Osaic's 2023 Leadership Forum and to  serve as a board member to Osaic's NextGen Council.

Client Centered

As part of the Leader's Forum, Steve is part of a prestigious group of advisor representatives selected out of 11,000 advisors at Osaic, formerly Advisor Group. For Steve, and his partner, Lee, this is a huge honor that they have been privileged to be a part of for several years now.

As a board member for the Nextgen Council, Steve supports the mission to help guide Osaic's executive team to meet the fast-changing needs of the financial services industry and ensure a successful transition to the next generations and beyond. 

Client Centered

When Steve isn’t working in, or on, the business, he enjoys sport fishing, biking, pickle ball, travel, and spending time with his children and granddaughters. Steve and Cathy split their time between their residences in Punta Gorda, Florida, and Chesterfield, Missouri, with frequent trips to visit their family in Colorado Springs, Colorado.

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